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Wednesday, November 27, 2024

Posit AI Weblog: Collaborative filtering with embeddings


What’s your first affiliation while you learn the phrase embeddings? For many of us, the reply will most likely be phrase embeddings, or phrase vectors. A fast seek for current papers on arxiv reveals what else could be embedded: equations(Krstovski and Blei 2018), automobile sensor knowledge(Hallac et al. 2018), graphs(Ahmed et al. 2018), code(Alon et al. 2018), spatial knowledge(Jean et al. 2018), organic entities(Zohra Smaili, Gao, and Hoehndorf 2018) … – and what not.

What’s so engaging about this idea? Embeddings incorporate the idea of distributed representations, an encoding of data not at specialised places (devoted neurons, say), however as a sample of activations unfold out over a community.
No higher supply to quote than Geoffrey Hinton, who performed an vital position within the improvement of the idea(Rumelhart, McClelland, and PDP Analysis Group 1986):

Distributed illustration means a many to many relationship between two forms of illustration (reminiscent of ideas and neurons).
Every idea is represented by many neurons. Every neuron participates within the illustration of many ideas.

The benefits are manifold. Maybe probably the most well-known impact of utilizing embeddings is that we are able to study and make use of semantic similarity.

Let’s take a activity like sentiment evaluation. Initially, what we feed the community are sequences of phrases, primarily encoded as components. On this setup, all phrases are equidistant: Orange is as completely different from kiwi as it’s from thunderstorm. An ensuing embedding layer then maps these representations to dense vectors of floating level numbers, which could be checked for mutual similarity by way of numerous similarity measures reminiscent of cosine distance.

We hope that after we feed these “significant” vectors to the following layer(s), higher classification will end result.
As well as, we could also be involved in exploring that semantic house for its personal sake, or use it in multi-modal switch studying (Frome et al. 2013).

On this submit, we’d love to do two issues: First, we wish to present an attention-grabbing utility of embeddings past pure language processing, specifically, their use in collaborative filtering. On this, we comply with concepts developed in lesson5-movielens.ipynb which is a part of quick.ai’s Deep Studying for Coders class.
Second, to assemble extra instinct, we’d like to have a look “below the hood” at how a easy embedding layer could be carried out.

So first, let’s bounce into collaborative filtering. Identical to the pocket book that impressed us, we’ll predict film rankings. We’ll use the 2016 ml-latest-small dataset from MovieLens that accommodates ~100000 rankings of ~9900 motion pictures, rated by ~700 customers.

Embeddings for collaborative filtering

In collaborative filtering, we attempt to generate suggestions based mostly not on elaborate information about our customers and never on detailed profiles of our merchandise, however on how customers and merchandise go collectively. Is product (mathbf{p}) a match for person (mathbf{u})? In that case, we’ll advocate it.

Typically, that is carried out by way of matrix factorization. See, for instance, this good article by the winners of the 2009 Netflix prize, introducing the why and the way of matrix factorization strategies as utilized in collaborative filtering.

Right here’s the final precept. Whereas different strategies like non-negative matrix factorization could also be extra fashionable, this diagram of singular worth decomposition (SVD) discovered on Fb Analysis is especially instructive.

Figure from https://research.fb.com/fast-randomized-svd/

The diagram takes its instance from the context of textual content evaluation, assuming a co-occurrence matrix of hashtags and customers ((mathbf{A})).
As said above, we’ll as a substitute work with a dataset of film rankings.

Had been we doing matrix factorization, we would wish to one way or the other handle the truth that not each person has rated each film. As we’ll be utilizing embeddings as a substitute, we received’t have that drawback. For the sake of argumentation, although, let’s assume for a second the rankings had been a matrix, not a dataframe in tidy format.

In that case, (mathbf{A}) would retailer the rankings, with every row containing the rankings one person gave to all motion pictures.

This matrix then will get decomposed into three matrices:

  • (mathbf{Sigma}) shops the significance of the latent components governing the connection between customers and flicks.
  • (mathbf{U}) accommodates data on how customers rating on these latent components. It’s a illustration (embedding) of customers by the rankings they gave to the flicks.
  • (mathbf{V}) shops how motion pictures rating on these similar latent components. It’s a illustration (embedding) of flicks by how they obtained rated by stated customers.

As quickly as we’ve a illustration of flicks in addition to customers in the identical latent house, we are able to decide their mutual match by a easy dot product (mathbf{m^ t}mathbf{u}). Assuming the person and film vectors have been normalized to size 1, that is equal to calculating the cosine similarity

[cos(theta) = frac{mathbf{x^ t}mathbf{y}}{mathbfspacemathbfy}]

What does all this should do with embeddings?

Nicely, the identical general ideas apply after we work with person resp. film embeddings, as a substitute of vectors obtained from matrix factorization. We’ll have one layer_embedding for customers, one layer_embedding for motion pictures, and a layer_lambda that calculates the dot product.

Right here’s a minimal customized mannequin that does precisely this:

simple_dot <- operate(embedding_dim,
                       n_users,
                       n_movies,
                       title = "simple_dot") {
  
  keras_model_custom(title = title, operate(self) {
    self$user_embedding <-
      layer_embedding(
        input_dim = n_users + 1,
        output_dim = embedding_dim,
        embeddings_initializer = initializer_random_uniform(minval = 0, maxval = 0.05),
        title = "user_embedding"
      )
    self$movie_embedding <-
      layer_embedding(
        input_dim = n_movies + 1,
        output_dim = embedding_dim,
        embeddings_initializer = initializer_random_uniform(minval = 0, maxval = 0.05),
        title = "movie_embedding"
      )
    self$dot <-
      layer_lambda(
        f = operate(x) {
          k_batch_dot(x[[1]], x[[2]], axes = 2)
        }
      )
    
    operate(x, masks = NULL) {
      customers <- x[, 1]
      motion pictures <- x[, 2]
      user_embedding <- self$user_embedding(customers)
      movie_embedding <- self$movie_embedding(motion pictures)
      self$dot(record(user_embedding, movie_embedding))
    }
  })
}

We’re nonetheless lacking the information although! Let’s load it.
Apart from the rankings themselves, we’ll additionally get the titles from motion pictures.csv.

data_dir <- "ml-latest-small"
motion pictures <- read_csv(file.path(data_dir, "motion pictures.csv"))
rankings <- read_csv(file.path(data_dir, "rankings.csv"))

Whereas person ids haven’t any gaps on this pattern, that’s completely different for film ids. We subsequently convert them to consecutive numbers, so we are able to later specify an satisfactory dimension for the lookup matrix.

dense_movies <- rankings %>% choose(movieId) %>% distinct() %>% rowid_to_column()
rankings <- rankings %>% inner_join(dense_movies) %>% rename(movieIdDense = rowid)
rankings <- rankings %>% inner_join(motion pictures) %>% choose(userId, movieIdDense, ranking, title, genres)

Let’s take a observe, then, of what number of customers resp. motion pictures we’ve.

n_movies <- rankings %>% choose(movieIdDense) %>% distinct() %>% nrow()
n_users <- rankings %>% choose(userId) %>% distinct() %>% nrow()

We’ll break up off 20% of the information for validation.
After coaching, most likely all customers may have been seen by the community, whereas very seemingly, not all motion pictures may have occurred within the coaching pattern.

train_indices <- pattern(1:nrow(rankings), 0.8 * nrow(rankings))
train_ratings <- rankings[train_indices,]
valid_ratings <- rankings[-train_indices,]

x_train <- train_ratings %>% choose(c(userId, movieIdDense)) %>% as.matrix()
y_train <- train_ratings %>% choose(ranking) %>% as.matrix()
x_valid <- valid_ratings %>% choose(c(userId, movieIdDense)) %>% as.matrix()
y_valid <- valid_ratings %>% choose(ranking) %>% as.matrix()

Coaching a easy dot product mannequin

We’re prepared to start out the coaching course of. Be happy to experiment with completely different embedding dimensionalities.

embedding_dim <- 64

mannequin <- simple_dot(embedding_dim, n_users, n_movies)

mannequin %>% compile(
  loss = "mse",
  optimizer = "adam"
)

historical past <- mannequin %>% match(
  x_train,
  y_train,
  epochs = 10,
  batch_size = 32,
  validation_data = record(x_valid, y_valid),
  callbacks = record(callback_early_stopping(persistence = 2))
)

How nicely does this work? Closing RMSE (the sq. root of the MSE loss we had been utilizing) on the validation set is round 1.08 , whereas fashionable benchmarks (e.g., of the LibRec recommender system) lie round 0.91. Additionally, we’re overfitting early. It seems to be like we want a barely extra subtle system.

Training curve for simple dot product model

Accounting for person and film biases

An issue with our technique is that we attribute the ranking as a complete to user-movie interplay.
Nevertheless, some customers are intrinsically extra important, whereas others are usually extra lenient. Analogously, movies differ by common ranking.
We hope to get higher predictions when factoring in these biases.

Conceptually, we then calculate a prediction like this:

[pred = avg + bias_m + bias_u + mathbf{m^ t}mathbf{u}]

The corresponding Keras mannequin will get simply barely extra complicated. Along with the person and film embeddings we’ve already been working with, the under mannequin embeds the common person and the common film in 1-d house. We then add each biases to the dot product encoding user-movie interplay.
A sigmoid activation normalizes to a worth between 0 and 1, which then will get mapped again to the unique house.

Observe how on this mannequin, we additionally use dropout on the person and film embeddings (once more, the perfect dropout price is open to experimentation).

max_rating <- rankings %>% summarise(max_rating = max(ranking)) %>% pull()
min_rating <- rankings %>% summarise(min_rating = min(ranking)) %>% pull()

dot_with_bias <- operate(embedding_dim,
                          n_users,
                          n_movies,
                          max_rating,
                          min_rating,
                          title = "dot_with_bias"
                          ) {
  keras_model_custom(title = title, operate(self) {
    
    self$user_embedding <-
      layer_embedding(input_dim = n_users + 1,
                      output_dim = embedding_dim,
                      title = "user_embedding")
    self$movie_embedding <-
      layer_embedding(input_dim = n_movies + 1,
                      output_dim = embedding_dim,
                      title = "movie_embedding")
    self$user_bias <-
      layer_embedding(input_dim = n_users + 1,
                      output_dim = 1,
                      title = "user_bias")
    self$movie_bias <-
      layer_embedding(input_dim = n_movies + 1,
                      output_dim = 1,
                      title = "movie_bias")
    self$user_dropout <- layer_dropout(price = 0.3)
    self$movie_dropout <- layer_dropout(price = 0.6)
    self$dot <-
      layer_lambda(
        f = operate(x)
          k_batch_dot(x[[1]], x[[2]], axes = 2),
        title = "dot"
      )
    self$dot_bias <-
      layer_lambda(
        f = operate(x)
          k_sigmoid(x[[1]] + x[[2]] + x[[3]]),
        title = "dot_bias"
      )
    self$pred <- layer_lambda(
      f = operate(x)
        x * (self$max_rating - self$min_rating) + self$min_rating,
      title = "pred"
    )
    self$max_rating <- max_rating
    self$min_rating <- min_rating
    
    operate(x, masks = NULL) {
      
      customers <- x[, 1]
      motion pictures <- x[, 2]
      user_embedding <-
        self$user_embedding(customers) %>% self$user_dropout()
      movie_embedding <-
        self$movie_embedding(motion pictures) %>% self$movie_dropout()
      dot <- self$dot(record(user_embedding, movie_embedding))
      dot_bias <-
        self$dot_bias(record(dot, self$user_bias(customers), self$movie_bias(motion pictures)))
      self$pred(dot_bias)
    }
  })
}

How nicely does this mannequin carry out?

mannequin <- dot_with_bias(embedding_dim,
                       n_users,
                       n_movies,
                       max_rating,
                       min_rating)

mannequin %>% compile(
  loss = "mse",
  optimizer = "adam"
)

historical past <- mannequin %>% match(
  x_train,
  y_train,
  epochs = 10,
  batch_size = 32,
  validation_data = record(x_valid, y_valid),
  callbacks = record(callback_early_stopping(persistence = 2))
)

Not solely does it overfit later, it truly reaches a approach higher RMSE of 0.88 on the validation set!

Training curve for dot product model with biases

Spending a while on hyperparameter optimization might very nicely result in even higher outcomes.
As this submit focuses on the conceptual aspect although, we wish to see what else we are able to do with these embeddings.

Embeddings: a better look

We will simply extract the embedding matrices from the respective layers. Let’s do that for motion pictures now.

movie_embeddings <- (mannequin %>% get_layer("movie_embedding") %>% get_weights())[[1]]

How are they distributed? Right here’s a heatmap of the primary 20 motion pictures. (Observe how we increment the row indices by 1, as a result of the very first row within the embedding matrix belongs to a film id 0 which doesn’t exist in our dataset.)
We see that the embeddings look fairly uniformly distributed between -0.5 and 0.5.

levelplot(
  t(movie_embeddings[2:21, 1:64]),
  xlab = "",
  ylab = "",
  scale = (record(draw = FALSE)))
Embeddings for first 20 movies

Naturally, we is likely to be involved in dimensionality discount, and see how particular motion pictures rating on the dominant components.
A potential solution to obtain that is PCA:

movie_pca <- movie_embeddings %>% prcomp(heart = FALSE)
elements <- movie_pca$x %>% as.knowledge.body() %>% rowid_to_column()

plot(movie_pca)
PCA: Variance explained by component

Let’s simply take a look at the primary principal element as the second already explains a lot much less variance.

Listed below are the ten motion pictures (out of all that had been rated a minimum of 20 instances) that scored lowest on the primary issue:

ratings_with_pc12 <-
  rankings %>% inner_join(elements %>% choose(rowid, PC1, PC2),
                         by = c("movieIdDense" = "rowid"))

ratings_grouped <-
  ratings_with_pc12 %>%
  group_by(title) %>%
  summarize(
    PC1 = max(PC1),
    PC2 = max(PC2),
    ranking = imply(ranking),
    genres = max(genres),
    num_ratings = n()
  )

ratings_grouped %>% filter(num_ratings > 20) %>% prepare(PC1) %>% print(n = 10)
# A tibble: 1,247 x 6
   title                                   PC1      PC2 ranking genres                   num_ratings
   <chr>                                 <dbl>    <dbl>  <dbl> <chr>                          <int>
 1 Starman (1984)                       -1.15  -0.400     3.45 Journey|Drama|Romance…          22
 2 Bulworth (1998)                      -0.820  0.218     3.29 Comedy|Drama|Romance              31
 3 Cable Man, The (1996)                -0.801 -0.00333   2.55 Comedy|Thriller                   59
 4 Species (1995)                       -0.772 -0.126     2.81 Horror|Sci-Fi                     55
 5 Save the Final Dance (2001)           -0.765  0.0302    3.36 Drama|Romance                     21
 6 Spanish Prisoner, The (1997)         -0.760  0.435     3.91 Crime|Drama|Thriller|Thr…          23
 7 Sgt. Bilko (1996)                    -0.757  0.249     2.76 Comedy                            29
 8 Bare Gun 2 1/2: The Odor of Worry,… -0.749  0.140     3.44 Comedy                            27
 9 Swordfish (2001)                     -0.694  0.328     2.92 Motion|Crime|Drama                33
10 Addams Household Values (1993)          -0.693  0.251     3.15 Youngsters|Comedy|Fantasy           73
# ... with 1,237 extra rows

And right here, inversely, are people who scored highest:

ratings_grouped %>% filter(num_ratings > 20) %>% prepare(desc(PC1)) %>% print(n = 10)
 A tibble: 1,247 x 6
   title                                PC1        PC2 ranking genres                    num_ratings
   <chr>                              <dbl>      <dbl>  <dbl> <chr>                           <int>
 1 Graduate, The (1967)                1.41  0.0432      4.12 Comedy|Drama|Romance               89
 2 Vertigo (1958)                      1.38 -0.0000246   4.22 Drama|Thriller|Romance|Th…          69
 3 Breakfast at Tiffany's (1961)       1.28  0.278       3.59 Drama|Romance                      44
 4 Treasure of the Sierra Madre, The…  1.28 -0.496       4.3  Motion|Journey|Drama|W…          30
 5 Boot, Das (Boat, The) (1981)        1.26  0.238       4.17 Motion|Drama|Warfare                   51
 6 Flintstones, The (1994)             1.18  0.762       2.21 Youngsters|Comedy|Fantasy            39
 7 Rock, The (1996)                    1.17 -0.269       3.74 Motion|Journey|Thriller         135
 8 Within the Warmth of the Night time (1967)     1.15 -0.110       3.91 Drama|Thriller                      22
 9 Quiz Present (1994)                    1.14 -0.166       3.75 Drama                              90
10 Striptease (1996)                   1.14 -0.681       2.46 Comedy|Crime                       39
# ... with 1,237 extra rows

We’ll go away it to the educated reader to call these components, and proceed to our second matter: How does an embedding layer do what it does?

Do-it-yourself embeddings

You might have heard individuals say all an embedding layer did was only a lookup. Think about you had a dataset that, along with steady variables like temperature or barometric stress, contained a categorical column characterization consisting of tags like “foggy” or “cloudy.” Say characterization had 7 potential values, encoded as an element with ranges 1-7.

Had been we going to feed this variable to a non-embedding layer, layer_dense say, we’d should take care that these numbers don’t get taken for integers, thus falsely implying an interval (or a minimum of ordered) scale. However after we use an embedding as the primary layer in a Keras mannequin, we feed in integers on a regular basis! For instance, in textual content classification, a sentence may get encoded as a vector padded with zeroes, like this:

2  77   4   5 122   55  1  3   0   0  

The factor that makes this work is that the embedding layer truly does carry out a lookup. Beneath, you’ll discover a quite simple customized layer that does primarily the identical factor as Keras’ layer_embedding:

  • It has a weight matrix self$embeddings that maps from an enter house (motion pictures, say) to the output house of latent components (embeddings).
  • After we name the layer, as in

x <- k_gather(self$embeddings, x)

it seems to be up the passed-in row quantity within the weight matrix, thus retrieving an merchandise’s distributed illustration from the matrix.

SimpleEmbedding <- R6::R6Class(
  "SimpleEmbedding",
  
  inherit = KerasLayer,
  
  public = record(
    output_dim = NULL,
    emb_input_dim = NULL,
    embeddings = NULL,
    
    initialize = operate(emb_input_dim, output_dim) {
      self$emb_input_dim <- emb_input_dim
      self$output_dim <- output_dim
    },
    
    construct = operate(input_shape) {
      self$embeddings <- self$add_weight(
        title = 'embeddings',
        form = record(self$emb_input_dim, self$output_dim),
        initializer = initializer_random_uniform(),
        trainable = TRUE
      )
    },
    
    name = operate(x, masks = NULL) {
      x <- k_cast(x, "int32")
      k_gather(self$embeddings, x)
    },
    
    compute_output_shape = operate(input_shape) {
      record(self$output_dim)
    }
  )
)

As ordinary with customized layers, we nonetheless want a wrapper that takes care of instantiation.

layer_simple_embedding <-
  operate(object,
           emb_input_dim,
           output_dim,
           title = NULL,
           trainable = TRUE) {
    create_layer(
      SimpleEmbedding,
      object,
      record(
        emb_input_dim = as.integer(emb_input_dim),
        output_dim = as.integer(output_dim),
        title = title,
        trainable = trainable
      )
    )
  }

Does this work? Let’s take a look at it on the rankings prediction activity! We’ll simply substitute the customized layer within the easy dot product mannequin we began out with, and test if we get out an analogous RMSE.

Placing the customized embedding layer to check

Right here’s the easy dot product mannequin once more, this time utilizing our customized embedding layer.

simple_dot2 <- operate(embedding_dim,
                       n_users,
                       n_movies,
                       title = "simple_dot2") {
  
  keras_model_custom(title = title, operate(self) {
    self$embedding_dim <- embedding_dim
    
    self$user_embedding <-
      layer_simple_embedding(
        emb_input_dim = record(n_users + 1),
        output_dim = embedding_dim,
        title = "user_embedding"
      )
    self$movie_embedding <-
      layer_simple_embedding(
        emb_input_dim = record(n_movies + 1),
        output_dim = embedding_dim,
        title = "movie_embedding"
      )
    self$dot <-
      layer_lambda(
        output_shape = self$embedding_dim,
        f = operate(x) {
          k_batch_dot(x[[1]], x[[2]], axes = 2)
        }
      )
    
    operate(x, masks = NULL) {
      customers <- x[, 1]
      motion pictures <- x[, 2]
      user_embedding <- self$user_embedding(customers)
      movie_embedding <- self$movie_embedding(motion pictures)
      self$dot(record(user_embedding, movie_embedding))
    }
  })
}

mannequin <- simple_dot2(embedding_dim, n_users, n_movies)

mannequin %>% compile(
  loss = "mse",
  optimizer = "adam"
)

historical past <- mannequin %>% match(
  x_train,
  y_train,
  epochs = 10,
  batch_size = 32,
  validation_data = record(x_valid, y_valid),
  callbacks = record(callback_early_stopping(persistence = 2))
)

We find yourself with a RMSE of 1.13 on the validation set, which isn’t removed from the 1.08 we obtained when utilizing layer_embedding. A minimum of, this could inform us that we efficiently reproduced the strategy.

Conclusion

Our objectives on this submit had been twofold: Shed some gentle on how an embedding layer could be carried out, and present how embeddings calculated by a neural community can be utilized as an alternative to element matrices obtained from matrix decomposition. After all, this isn’t the one factor that’s fascinating about embeddings!

For instance, a really sensible query is how a lot precise predictions could be improved by utilizing embeddings as a substitute of one-hot vectors; one other is how discovered embeddings may differ relying on what activity they had been educated on.
Final not least – how do latent components discovered by way of embeddings differ from these discovered by an autoencoder?

In that spirit, there is no such thing as a lack of matters for exploration and poking round …

Ahmed, N. Ok., R. Rossi, J. Boaz Lee, T. L. Willke, R. Zhou, X. Kong, and H. Eldardiry. 2018. “Studying Position-Based mostly Graph Embeddings.” ArXiv e-Prints, February. https://arxiv.org/abs/1802.02896.
Alon, Uri, Meital Zilberstein, Omer Levy, and Eran Yahav. 2018. “Code2vec: Studying Distributed Representations of Code.” CoRR abs/1803.09473. http://arxiv.org/abs/1803.09473.

Frome, Andrea, Gregory S. Corrado, Jonathon Shlens, Samy Bengio, Jeffrey Dean, Marc’Aurelio Ranzato, and Tomas Mikolov. 2013. “DeViSE: A Deep Visible-Semantic Embedding Mannequin.” In NIPS, 2121–29.

Hallac, D., S. Bhooshan, M. Chen, Ok. Abida, R. Sosic, and J. Leskovec. 2018. “Drive2Vec: Multiscale State-Area Embedding of Vehicular Sensor Information.” ArXiv e-Prints, June. https://arxiv.org/abs/1806.04795.
Jean, Neal, Sherrie Wang, Anshul Samar, George Azzari, David B. Lobell, and Stefano Ermon. 2018. “Tile2Vec: Unsupervised Illustration Studying for Spatially Distributed Information.” CoRR abs/1805.02855. http://arxiv.org/abs/1805.02855.
Krstovski, Ok., and D. M. Blei. 2018. “Equation Embeddings.” ArXiv e-Prints, March. https://arxiv.org/abs/1803.09123.

Rumelhart, David E., James L. McClelland, and CORPORATE PDP Analysis Group, eds. 1986. Parallel Distributed Processing: Explorations within the Microstructure of Cognition, Vol. 2: Psychological and Organic Fashions. Cambridge, MA, USA: MIT Press.

Zohra Smaili, F., X. Gao, and R. Hoehndorf. 2018. “Onto2Vec: Joint Vector-Based mostly Illustration of Organic Entities and Their Ontology-Based mostly Annotations.” ArXiv e-Prints, January. https://arxiv.org/abs/1802.00864.

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